(Last updated : 2021-08-27 22:48:01)
  NUMATA Yuko
   Department   Undergraduate School  , School of Global Japanese Studies
   Position   Professor (non-tenured)
■ Books and Papers
1. 2020/08 Article Current Status of Independent Advisors and Peripheral Businesses Ma-Do 59,pp.34-36 (Single) 
2. 2020/05 Article [Special contribution] Advice From a US Securities Sales Representative in Corona Fund Information pp.11-14 (Single) 
3. 2020/05 Article What is the" Billion Dollar RIA "that is emerging in the investment advisory independent advisor (RIA) industry? Ma-Do 58,pp.50-51 (Single) 
4. 2020/02 Article "Super OSJ" that expands the business domain and supports independent advisors starting from the supervisory function Ma-Do pp.62-63 (Single)  Link
5. 2020/02 Article Independent Advisor with a Strong Presence in the United States Issue released pp.24-25 (Single) 
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■ Academic Qualifications
1. The University of Tokyo, Bachelor of Economics
2. Department of Business Administration, Faculty of Economics, The University of Tokyo, Graduated,
■ Career History
1. 1992/04~1997/01 Nomura Research Institute
2. 1997/02~2001/09 Nomura Research Institute America
3. 2001/10~2004/03 Nomura Research Institute
4. 2004/04~2010/05 Nomura Institute of Capital Market Research
5. 2010/06~2012/03 Nomura Securities
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■ Academic Associations Membership
1. 2012 Japan Institute of Marketing Science
2. 2011 Nippon Finance Association
3. 1995/05 Securities Analysts Association of Japan
■ Professional Achievements
● Special note of person who has experience of business
1. 2013/08~ Visiting Researcher and Member of Securities Management Study Group, Japan Securities Research Institute Link
● Other note that should be mentioned specially on duty
1. 2018/10~2018/10 Meeting to think about capital markets, Japan Securities Research Institute Link
2. 2018/09/21~2018/09/21 Financial Services Agency Financial Council " Market Working Group " 13th Reference Person " Current Situation and Issues of US-Japan Independent Advisors " Link
3. 2016/09~2016/09 The Securities Analysts Association of Japan Complementary Seminar Lecturer for Private Bankers.
4. 2016/02~2016/02 Lecturer, Securities Management Study Group, Japan Securities Research Institute
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■ Certificates and Licenses
1. 2011 Series 16 (Supervisory Analyst Qualification), Securities Industry and Financial Markets Association (USA)
2. 2010 Class-1 (sales representative qualification), Japan Securities Dealers Association
3. 2010 Regular Member's Internal Administrator Qualification, Japan Securities Dealers Association
4. 2004 Class-2 (sales representative qualification), Japan Securities Dealers Association
5. 1997 Series 7 (general securities registered representative), National Association of Securities Dealers (USA)
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■ Research Topics, Consignment Studies & KAKENHI Researches
1. 2014/04~2017/03  US Securities Industry after the Financial Crisis  (Key Word : )
■ Email Addresses
  kyoin_mail
■ Current Specialized Field
Business administration