(Last updated : 2022-03-02 19:20:47)
   Department   Professional Graduate School  , Graduate School of Global Business
   Position   Professor
■ Books and Papers
1. 2020/08 Article Current Status of Independent Advisors and Peripheral Businesses (in Japanese) Ma-Do 59,pp.34-36 (Single) 
2. 2020/05 Article Advice from US Securities Sales Representatives during Covid-19 Pandemic (in Japanese) Fund Information pp.11-14 (Single) 
3. 2020/05 Article What is the ‘Billion Dollar RIA’ Emerging in the Registered Independent Advisor (RIA) Industry? (in Japanese) Ma-Do 58,pp.50-51 (Single) 
4. 2020/02 Article Independent Financial Advisors with a Strong Presence in the United States (in Japanese) Issue released pp.24-25 (Single) 
5. 2020/02 Article Super OSJ: Starting from the Supervisory Function to Expand their Businesses and Supporting Independent Advisors. (in Japanese) Ma-Do pp.62-63 (Single)  Link
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■ Academic Qualifications
1. 1992/03/31
Degree Acquisition
The University of Tokyo, Bachelor of Economics
2. 1988/04~1992/03 Department of Business Administration, Faculty of Economics, The University of Tokyo, Graduated,
■ Career History
1. 1992/04~1997/01 Nomura Research Institute
2. 1997/02~2001/09 Nomura Research Institute America
3. 2001/10~2004/03 Nomura Research Institute
4. 2004/04~2010/05 Nomura Institute of Capital Market Research
5. 2010/06~2012/03 Nomura Securities
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■ Academic Associations Membership
1. 2013/07~ Society for the Economic Studies of Securities
2. 2012~ Japan Institute of Marketing Science
3. 2011~ Nippon Finance Association
4. 1995/05~ Securities Analysts Association of Japan
■ Professional Achievements
● Special note of person who has experience of business
1. 2013/08~ Visiting Researcher and Member of Securities Management Study Group, Japan Securities Research Institute Link
● Other note that should be mentioned specially on duty
1. 2018/10 Customer-Oriented Business Operations in US Securities Sales (Presentation in Japanese) Link
2. 2018/09/21 "Current Status and Issues of US & Japan Independent Financial Advisors," Presented before the Working Group on Financial Markets under the Financial System Council (in Japanese) Link
3. 2016/09 US Private Banking: Perspectives of the US Securities Industry
4. 2016/02 US ETFs and Face-to-face Channels
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■ Certificates and Licenses
1. 2011 Series 16 (Supervisory Analyst Qualification), Securities Industry and Financial Markets Association (USA)
2. 2010 Class-1 (sales representative qualification), Japan Securities Dealers Association
3. 2010 Regular Member's Internal Administrator Qualification, Japan Securities Dealers Association
4. 2004 Class-2 (sales representative qualification), Japan Securities Dealers Association
5. 1997 Series 7 (general securities registered representative), National Association of Securities Dealers (USA)
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■ Email Addresses
■ Current Specialized Field
Business administration